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Page also exchanged email messages with various opportunity investors in which he verified the accuracy from the overall performance quantities inside the promoting elements.
From Oct 2017 right up until Oct 2018, the AWC Letter carries on, Mr. Page dispersed advertising and marketing supplies that contained materially inaccurate information and facts “to a lot more than two dozen prospective investors.” Additionally, he allegedly “exchanged e-mail with numerous possible buyers during which he affirmed the precision of the Master Fund’s general performance final results as established forth inside the Feeder Fund’s advertising products.” FINRA states that investors during the Feeder Fund produced “7 distinctive investments… totaling roughly $1.
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Especially, Page dispersed marketing and advertising elements for just a hedge fund he shaped to over 24 potential investors. The marketing and advertising material involved effectiveness quantities that substantially overstated the historic price of return.
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Page verified the selection’s accuracy Even with getting details that called the precision on the quantities into question. Consequently, Page violated FINRA Rule 2010.
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